Seventh DESI Workshop: Using Advanced Data Analysis in eDiscovery & Related Disciplines To Identify and Protect Sensitive Information in Large...
a Department of Computer Science. University of Massachusetts at Amhent. Amhent. MA 01003, USA
b Graduate Program in lntelligelll Systems and School of Law. University of Pittsburgh. Pittsburgh. PA 15260. USA
c Department of Computer Science. Washington University. St. Louis. MO 63/30. USA
AI and Law is a classic field for AI research: it poses difficult and interesting problems for AI, and its projects inform both AI and its focal domain, the law itself. This special issue repotts on a range of projects, from those where the law mot ivates fundamental research and whose results reach beyond the legal domain, to those that partake of the benefits of techniques and wisdom from AI as a whole. For instance, projects tackling legal argument have not only created programs that produce legal arguments but also led to insights and ad vances in the logic of argumentation. Projects with an applications bent have often provided insights about the limitations and nuances of existing techniques, and have served as the catal ysts for devel oping new approaches. For instance, harnessing models of legal argument to teach l aw students how to argue has led to refi nements to and extensions of the models. There is a synergy not only bet ween law and AI, but also between AI and AI and Law. In fact, the work on Case-Based Reasoning (CBR) done in the AI and Law communit y provided one of the most important streams of results that contributed to the birth of that area in the mid-1980s. Currently, work on legal argumentation is having a similar impact on the international non-standard l ogic and argumentati on communities.
AI and Law is much more than an applications area. Its concerns much upon issues at the very heart of AI: reasoning, representation, and learning. For the AI researcher interested in symbolic methods - or methods of whatever stripe - that are focused on providing explanations and justifications, AI and Law is an excellent arena. No matter how a reasoner arrives at a legal answer it must be explained , justified, compared to and contrasted with alternatives. For the researcher interested in topics like negotiation, decision-making, e-commerce, natural language, information retrieval and extraction, and data mining, AI and Law is a rich source of problems and inspiration.
The field of AI and Law is at least thirty years old.4 It has had a vibrant history.5
Its concerns have often mirrored-and sometimes anticipated----, streams of research in AI at large: from logic to expert systems and logic programming, from frames and scripts to cases and CBR and to hybrid systems, from theorem-proving to defeasible and non monotonic reasoning and to agents for e-commerce.
In their 1970 Stanford Law Review article "Some Speculation about Artificial Intelligence and Legal Reasoning", Buchanan and Headrick discussed the possibilities of modeling legal research and reasoning, particularly for advice-giving, legal analysis and ar gument construction, and even though they envisioned using goal-directed rule-based approaches, they presciently pointed out the importance of analogical reasoning. 6 Many years before that, Layman Allen had begun his research program on using logic as a tool to improve drafting and interpretation of legal documents.7 In 1977, the Harvard Law Review published a landmark paper by L. Thorne McCarty on his TAXMAN system, which pur sued a theorem-proving approach to reasoning with issues in corporate tax law. Based on his experiences with this early system, he began his research program to address problems of open texture and develop deep models of legal concepts, like stock ownership in the context of tax law. Both of these lines of research are on-going. In 1978, Carole Hafner published her doctoral research on a system that used an AI approach to improve legal information retrieval (IR) in the domain of negotiable instruments; it used semantic net representations to push beyond purely keyword-based approaches. At about this time, the Norwegian Center for Computers and Law, founded in 1971 by Knut Selmer and Jon Bing, extended its focus on IR to include intelligent techniques. With the advent of the web, re search on intelligent legal IR is once again flourishing.
In the 1980s, work in AI and Law intensified tremendously. By 1981, Donald Waterman and Mark Peterson at the RAND Corporation's Center for Civil Justice had built an expert system for legal decision making in the settlement of product liability cases in tort law; they later explored the use of expert systems in the specific area of asbestosis cases. Marek Sergot, Robert Kowalski and their colleagues at Imperial College London used logic programming to model part of the British Nationality Act, a large, self-contained statute; in an important paper in the Communications of the ACM, they reflected on their project and discussed a few problematic aspects of the rule-based approach: the open textured nature of legal predicates and the difficulties in modeling negation, exceptions, and counterfactual conditionals. Waterman and Peterson had encountered similar problems. The project at Imperial College also demonstrated how such an approach could be used to help "debug" a statute while it is being drafted, for instance, by finding rule conflicts and ambiguities. The use of executable logical models (especially in PROLOG) was extended to larger, more complex statutes in a large collaborative project centered on UK welfare benefits law. By the mid 1990s these techniques would be sufficiently mature to form the basis of operational systems used in local and central administrative governmental agencies, especially in the Netherlands and Australia. In the early 1980s, the Istituto per Ia Documentazione Giuridica (the "IDG") in Florence, originally founded in 1968, began, under the directorship of Antonio Martino, to expand its activities to include AI techniques and to host a series of international conferences on expert systems and law.
Anne Gardner's 1984 doctoral dissertation at Stanford focused on the problem of what happens "when the rules run out" - when the antecedent of a rule uses a predicate that is not defined by further rules-particularly due to the inherent open-textured nature of legal concepts and problems involving the relationship between technical and common-sense meaning of words. It drew attention to the fact well-known in the law that one cannot reason by rules alone, and that in response to failure, indeterminacy, or simply the desire for a sanity check, one examines examples. In Gardner's system, which analyzed so-called "issue spotter" questions from law school and bar exams in the offer-and-acceptance area of contract law, the examples were not actual specific precedents but general, prototypical, fact patterns. Her work sought a principled computational model of the distinction between "hard" and "easy" cases, much discussed in jurisprudence. 8 She framed her discussion in terms of defeasible reasoning, a topic of intense interest today.
While progress continued on rule-based reasoning (RBR) systems in the 1980s, there began to emerge a community of AI researchers who focused on reasoning with cases and analogies-that is, case-based reasoning. In the early 1980s, Rissland had investigated reasoning with hypothetical cases particularly in Socratic law school interchanges. In 1984, she and Ashley first reported on the legal argument program HYPO and the mechanism of "dimensions". This line of research had grown out of Rissland's earlier work on example-based reasoning and "constrained example generation" in mathematics.9
Initially concerned with the problem of generating hypotheticals (hence its name), HYPO reached full maturity as a case-based argumentation program in Ashley'doctoral dissertation. It was the first true CBR system in AI and Law, and one of the pioneering systems in CBR in general. Thus by the mid 1980s, RBR and CBR approaches were making themselves felt in AI and Law.
In her excellent review article, Anne Gardner points out that this bifurcation between rule-based and case-based approaches is longstanding. We note that often champions of one approach appreciate full well the importance or need for the other (e.g., Buchanan), switch their focus (e.g., McCarty), seek to bridge the gap between them (e.g., Gardner), attempt to reconcile them through reconstruction (e.g., Prakken, Sartor and Bench-Capon), or are intrigued by hybrid approaches (e.g., Rissland).
In the mid 1980s, a few leading American law schools began conducting seminars on AI and Law. The first was given at Stanford Law School in 1984 by three law professors: Paul Brest (later to become Dean), Tom Heller and Bob Mnookin. Rissland launched her seminar on AI and Legal Reasoning at the Harvard Law School in 1985, and Berman and Hafner theirs at Northeastern in 1987. Over the years, such seminars have proliferated and have served as forums bringing together the AI and legal communities.
The 1980s saw a significant ramping up of interest in AI and solidifying of the research community. A few specialized conferences, such as those at the IDG in Florence and at the University of Houston were followed by an IJCAI-85 panel of AI and Law researchers aimed at a general AI audience. 10 The founding of the Computer/Law Institute at the Vrije Universiteit in 1985 by Guy Vandenburghe, at which AI and Law research was subsequently directed by Anja Oskamp, led to research groups throughout the Netherlands. Research on AI and Law in Japan began at this time as well in Hajime Yoshino's lab at Meiji Gakuin University in Tokyo. Japan's Fifth Generation Computer System Project
(1982-1995) provided great impetus, particularly in the use of expert systems and other logic-based techniques.
All this happened before 1987, a watershed year in AI and Law. The first International Conference on AI and Law (ICAlL) in 1987, organized by Carole Hafner and Don Berman, was held at Northeastern University, where they had just established a center for Computer Science and Law. Since then these biennial conferences have served as the anchor and
showcase for the entire community.11 This marks the beginning of what we might call the
contemporary era of AI and Law. After the second ICAIL meeting in 1989, a committee was formed to develop a charter for an international organization. This led to the founding of the International Association for AI and Law in 1991. The journal Artificial Intelligence and Law, the journal of record for the AI and Law community, made its debut in 1992.12
Its special issues provide excellent snapshots of progress in an area. A recent triple issue in memory of Donald Berman, one of the field's leading lights and most beloved members, contains articles by many of the field's stalwarts (McCarty, Ashley, Rissland, Sartor, Bench-Capon, Prakken), as well as a paper by Hafner that coalesces and updates her three ICAIL conference papers with Berman that remain among the crown jewels of the field. In the same issue, McCarty reports on his program to use deontic logic (the logic of permissions and obligations, rights and duties most closely associated with the famous Yale legal scholar Wesley Hohfeld13) to represent difficult legal concepts like ownership and shed light on this topic of longstanding interest in jurisprudence.
It was also in 1987 that MIT Press published Anne Gardner's An Artificial Intelligence Approach to Legal Reasoning, a revision of her 1984 Stanford Ph.D. dissertation. 14
It was the first of two very influential Ph.D. theses published in the short-lived MIT Press series on AI and Law, edited by McCarty and Rissland. The second was Kevin Ashley's Modeling Legal Argument (1990), his dissertation done with Rissland in her lab at UMass/Amherst. In 1987, Oxford University Press published Richard Susskind's book Expert Systems in Law, based on his doctoral work; it had a wide influence in Europe.
Ashley's dissertation, completed in 1988, presents a model of legal argument in which reasoning with concrete cases-that is, actual appellate precedents-is paramount. HYPO produced point-counterpoint style arguments in the area of trade secrets Jaw. It provided a detailed model of many of the key ingredients of the Anglo-American doctrine of precedent (stare decisis): how to assess relevancy, compare cases, analogize and distinguish cases using relevant similarities and differences. HYPO has had many progeny. One of the many systems, Vincent Aleven's CATO system, described in this special issue, teaches law students how to create case-based arguments. At its core are "factors", a mechanism deriving from HYPO-style "dimensions". The wide influence of the HYPO/CATO theory is manifest in the range of work that uses arguments generated by these systems as benchmarks for evaluation of other systems and theories. The paper by Bench-Capon and Sartor in this issue is a case in point.
Also in 1988, the first Jurix conference was held in Amsterdam, reflecting the growing activity in the Netherlands, particularly in knowledge-based systems. The first conference was a purely local event, but these annual conferences rapidly acquired an international flavor, and since 1990 have provided an important forum for European researchers. The European dimension was completed in 2002 when Jurix was held in London, the first time it had left the Netherlands and Belgium. In 1988, the American Association for Artificial Intelligence (AAAI) founded a subgroup in Law at the urging of Rissland who then served as Liaison; the subgroup was in existence for about ten years until its function was largely replaced by the International Association for AI and Law.
In 1990, the Yale Law Journal published Rissland's article "Artificial Intelligence and Law: Stepping Stones to a Model of Legal Reasoning". It both provided a progress report and made the case to the legal community of the interest and importance of work done in the area. In June and July 1991, a pair of special issues of the International Journal of Man-Machine Studies, edited by Rissland, showcased many of the boldest projects of the day: HYPO, CABARET, GREBE, SCALIR, and PROLEXS, as well as two early papers by Tom Gordon and by Trevor Bench-Capon and Tom Routen on formalizing legal argument using techniques from logic. These latter two papers marked the beginning of a stream of research on argument that has grown into a torrent in recent years.
A few papers in these IJMMS issues explored reasoning with cases in concert with reasoning with rules.15 Rissland and her student David Skalak reported on CABARET, the first truly hybrid CBR-RBR reasoner; it used an agenda-based architecture to integrate classic rule-based reasoning and HYPO-style CBR in the statutory area of US tax Jaw concerning the home office deduction. From the viewpoint of AI, the project sought to investigate the architecture and control issues needed to use CBR and RBR in concert to complement and supplement each other; CABARET did not simply call one serially after the other, but instead dynamically and opportunistically interleaved them. From the viewpoint of law, the project sought to explore ways to operationalize a theory of statutory interpretation that intertwines reasoning with cases and reasoning with rules in a three tiered theory of argument strategies, moves, and primitives. The agenda was controlled by heuristic rules that embodied the theory: for instance, if all but one of a rule's prerequisites are satisfied (i.e., there is a rule-based "near miss"), CABARET used cases to argue that the predicate had actually been satisfied, or alternatively, that it was not necessary. Rissland and Skalak purposely chose to address a reduced version of the problem of statutory interpretation that explicitly did not consider policies, principles and other important normative considerations.
Karl Branting's paper in the same issue described how structure mapping from cognitive science and classic A* search from AI are used in GREBE, his program that could re use existing arguments and portions of them16 to generate arguments for new cases in the domain of Texas worker's compensation law. GREBE can also be viewed as a hybrid CBR/RBR program since it reasons with both rules and cases. For instance, it creates (structural) analogies when the rules run out or are otherwise inconclusive to show a legal predicate has been satisfied. In our special issue, Branting uses his experience with GREBE to elucidate key aspects of legal argument structure having to do with "warrants", an idea originating in Toulmin 's classic work. There was also some exploration of hybrid systems using blackboards (e.g., PROLEXS) and sub-symbolic connectionist models (SCALIR). These veins have not been much emphasized, although interest in such approaches regularly resurfaces.
The theme of heuristic search in the service of argument creation became the focus of another project by Rissland and Skalak. Since the space of information is far too vast to explore profligately, and since one cannot conceivably use everything discovered, there is a need to control the search for and the accumulation of pieces of information. The BankXX project explored how knowledge about an evolving argument-its growing collection of supporting, contrary, leading, best cases, legal theories, prototypes, etc. could guide a program to uncover and harvest information using best-first heuristic search of a space of legal knowledge (about personal bankruptcy law) that included legal cases, citations, domain factors, theories, and stories.
Since its debut, hybrid CBR-RBR has been explored by others, most notably John Zeleznikow, Andrew Stranieri, George Vossos, Dan Hunter and their colleagues in Australia, who have built several hybrid systems. Ikbals, built by Vossos in conjunction with his 1995 Ph.D. at La Trobe University in Melbourne, was a CBR-RBR hybrid with machine learning capabilities that operated in the law of loans provided by financial institutions. Split-Up integrated neural nets and rules to determine property divisions in divorce settlements. Also, in the mid 90s, the HELIC-11 project of Katsumi Nitta and Masato Shibasaki, Tokyo Institute of Technology, combined RBR and CBR, and explored defeasible and dialectical reasoning.
By the mid 1990s, the field was clearly well on its way to tackling some of the central issues in legal reasoning: reasoning with rules (especially in the face of conflict between rules), reasoning with cases, and open texture in legal predicates. There was now a well-established international community; several members of the second generation had fledged and left their Ph.D. institutions to establish their own research programs; and ideas were being explored by others than their originators.
The 1990s saw a renewal of interest in legal information retrieval, in part because of improved retrieval engines, new learning-based information extraction techniques, and the dramatic rise of the World Wide Web. For instance, in 1995, Hafner edited a special issue of Artificial Intelligence and Law devoted to intelligent legal text-based systems.17
Conceptual retrieval and the automation of the representation of legal sources have long been goals of AI and Law research. This focus was represented in that issue by the Flexlaw system of J.C. Smith and his group at the University of British Columbia. Also in that issue Graham Greenleaf and his colleagues made some pioneering reflections on the relationships between knowledge-based systems, databases, and hypertext systems. With the advent of the WWW this became a very important topic. Greenleaf and his group founded the Australasian Legal Information Institute (AusLII) in the mid 1990s to further develop this work. Subsequently there have been additional efforts in this direction both in Europe and the US. For instance, Marie-Francine Moens explored the use of AI techniques for automatic text processing for IR in her 1999 doctoral dissertation at the Katholieke Universiteit Leuven, Belgium. In the mid 1990s, Rissland and her doctoral student Jody Daniels developed SPIRE, a system that used results of HYPO-style CBR analysis to drive a full text retrieval engine that operated at two levels: to retrieve cases (i.e., full text opinions), and within individual cases to retrieve passages. In the late 1990s, Ashley and his student Stefanie Bruninghaus developed SMILE, a system that employed learning based techniques to extract information about factors from full text sources. The article by Jackson et al. in this issue continues in this vein; it shows how progress is being made in an applications context.
In Europe, conceptual retrieval, principled systems development, and sharing and reuse of knowledge based on ontologies were given additional impulse by the need to harmonize legislation across the polyglot countries of the European Union. Initiated through the Ph.D. work of Andre Valente at Amsterdam and Robert van Kralingen and Pepijn Visser at Leiden, and further developed by Joost Breuker and Radboud Winkels at the University of Amsterdam, and by Visser and Bench-Capon at the University of Liverpool, legal ontologies are the focus of much activity and the subject of regular workshops.
Since the 1990s, a burgeoning community has focused on developing models of argumentation. Some researchers like Giovanni Sartor and Ron Loui have concentrated on models that address reasoning with norms. In the mid 1990s, Tom Gordon developed a dialogue-based model of legal pleading, and Loui and Norman developed a discourse-based model of legal argumentation. 18 Loui and Norman focused on defining categories of rationales used in adversarial arguments, such as "compression" of complex, specific rules into simpler, general ones, and the forms of attack appropriate for each. Gordon developed his dialogue approach into the web-based ZENO system, which was used in Germany for facilitating public commentary on a planned high technology park and residential zone, and Loui developed his web-based "Room 5", which allowed users to argue about US Supreme Court cases involving such issues as freedom of speech. Others who have sought to provide logic-based models of legal argument include Jeff Horty and many in the Japanese AI and Law community, including Katsumi Nitta and Hajime Yoshino. Several doctoral theses and subsequent books from the energetic Dutch community, such as those of Jaap Hage, Henry Prakken and Bart Verheij, have made significant strides on developing models of argumentation. 19 Many of these projects have dealt with the sort of arguments performed by HYPO and its progeny. Over the years, work in this area has only intensified; hardly an issue of Artificial lmelligence and Law is published without some article addressing this topic. In I 996 a special double issue of Artificial Intelligence and Law, edited by Prakken and Sartor, was devoted to logical models of legal argumentation, and in 2000, another special double issue, edited by Feteris and Prakken, focused on formal and informal models of dialectical legal argument. In our special issue, the article by Bench-Capon and Sartor presents a well-developed theory of case-based legal argument that involves the use of HYPO-style dimensions/CATO-style factors as well as norms. The article by Verheij shows how ideas about dialectical argument can be used to build environments to assist in the creation of arguments.
Each reduction operator corresponds to a justification step, or warrant, available for use in arguments about other cases. This model shows how a decision's justification, not just its facts and outcome, influences how it can be used to make arguments about other cases. It also permits portions of multiple decisions to be combined to form new arguments.
Bench-Capon's and Sartor's article develops a logically-grounded account of how cases are used in legal reasoning, particularly for defeasible reasoning. According to their view, reasoning with cases is a process of theory construction, evaluation, and application. They provide a definition of what constitutes a theory of a body of case law, and how competitive theories are constructed. Their work is a capstone of a line of inquiry by the logic-oriented sub-community of AI and Law that has long pursued an agenda to describe in logical terms HYPO/CATO-style reasoning: in particular, the role of factors and dimensions, and to incorporate it in a regime that includes rules and norms. Their approach also gives a central role to a notion of the purposes motivating legal theories, revealed in cases and used to ground preferences between rules.
McLaren shows how the idea of A* search used so potently in GREBE can be coupled with new insights on how to "operationalize" norms and past rationales for analyzing new fact situations. He does this, not in the law, but in ethics, a related normative domain full of open texture, precedents, and hard questions but offering somewhat less structure and constraint than law for AI techniques to employ. In his SIROCCO system, McLaren's refined approach to structure mapping and A* search includes a more nuanced assessment of matching that takes into account multiple levels of representation. He evaluates these ideas in the context of retrieval.
Aleven presents the definitive report on his CATO project. CATO harnesses key mechanisms of HYPO-style reasoning to teach law students how to make good precedent based arguments. He enriches the underlying HYPO model by refining and extending its representation and use of factors, by focusing on representing the reasons why factors matter as relevant similarities or differences among cases. He evaluates both the contribution these reasons make to argument quality and how well CATO teaches law students to make such arguments. In the movie The Paper Chase, the character of Professor Kingsfield, a stereotypical curmudgeon of a law professor, throws down the gauntlet to his fresh-faced IL's (first-year students) by announcing that, "You come in here with a head full of mush and you leave thinking like a lawyer." Aleven's CATO shows us a way a gentler if not better way-to accomplish this.
Jackson and his colleagues give us a window on the use of intelligent information retrieval and extraction in the legal domain. They report on their efforts to apply information extraction techniques to full text court opinions in order to ferret out the linkages between cases. Linkages are used to identify and summarize the (procedural) history of an individual case as it makes its way through the court system, and to discern how a case is commented upon and viewed in subsequent cases that discuss it and how it interprets prior cases that it cites. As anyone with even the most casual contact with natural language understanding knows, this is far from a simple task, since cases can be cited and referred to in a daunting variety of ways, and from widely disparate portions of a text. Developing a system that once trained does this automatically and to a level that meets commercial standards is a challenge.
4 One could reach back even further and say that it is nearly 50 years old since an article ..Automation in the Legal World" by Lucien Mehl was published in the landmark conference on the Mechanisation of Thought Processes held at Teddington. England in 1958; his proposal (to employ logic for legal information retrieval and inference) was rightly termed ..very premature. to put it mildly" by one of its discussants. This conference contained a large number of watershed AI papers including those by Minsky (o.n heuristics). McCarthy (on his Advice Taker). Selfridge (on his Pandemonium). and Grace Hopper (on the prospects of programming).
5 Good reviews of early work can be found in Anne Gardner's ..Law Applications''. in The Encyclopedia of Artijicia/lntelligenc:e (John Wiley & Sons. New York. 1989). Marek Sergot's ..The Representation of Law in Computer Programs", in Knowledge-Based Sy.'items and Legal Applications (Bench-Capon (Ed.). Academic Press. 1991) and Cook et al.'s "The application of artificial intelligence to law: A survey of six current projects". in the Proceedings of the 1981 AFIPS National Computer Conference.
6 At that point. Buchanan and others were looking for a domain to try out ideas about the emerging techniques of expert systems honed from building the DENDRAL system. They chose medicine. which led to the MYCIN project.
7 See for instance, his 1957 article "Symbolic logic: A razor-edged tool for drafting and interpreting legal documents.. in the Yale Law Joumal. Allen advocates using normalization techniques to remediate syntactic difficulties (e.g., the scope of connectives in ''A and B or C'), as compared, for instance, with dealing with problems due to open texture. These ideas have been used to draft some actual statutes (e.g., in Tennessee). Improving legislative drafting was subsequently pursued by Cary deBesonnet, who developed a system ("CCLIPS..) for drafting legislation in Louisiana, the only state to base its laws on the Napoleonic civil code tradition. All of these projects are described in Computing Power and Legal Reasoning. edited by Charles Walter (West Publishing, 1985).
8 If all the experts consulted on a question agree as to its interpretation, it is easy; otherwise, it is hard.Cases that get settled before they are litigated are typically easy, and those that become court cases. especially those that make their way up the appellate ladder, are hard. Those that end up in the Supreme Court are very hard. One should note common wisdom says that 80% of all disputes are settled "on the court house steps", that is, before they go to trial.
9 It is interesting to note that Rissland first reported on her "constrained example
that used a "retrieval-plus-modifications" approach to generate counter-examples in mathematics at the same 1980 conference, The Third Biennial Conference of the Canadian Society for Computati.onal Studies of Intelligence, at which McCarty and Sridharan reported on their "prototypes-plus-deformations" model of legal argument. Theirs were back-to-back papers in the same session. CEG was in fact an early example of adaptive CBR: retrieve a good (enough) example that matches as many of the desiderata as possible from an Examples-space (a Case Base) and then try to satisfy other goals with modifications.
10 The members of the panel were Edwina Rissland (Chair). Don Waterman, Anne Gardner, Thome McCarty, Kevin Ashley, and Michael Dyer. They discussed many of the enduring issues-like open texture and the complementarity of CBR and RBR-still of interest today. They were cautious about the creation of intelligent aids for legal practitioners.
11 ICAIL-87 was in Boston; ICAIL-89. Vancouver; ICAIL-91, Oxford; ICAIL-93, Amsterdam; ICAIL-
95, College Park, Maryland; ICAIL-97, Melbourne, ICAIL-99, Oslo; ICAIL-01, St. Louis; and ICAIL-03 is scheduled for Edinburgh. Proceedings from the conferences are available from the ACM.
12 Volume I, No. I contained articles on a theory of case-based argument (Skalak and Rissland), deontic logic as a representation of law (Jones and Sergol), legal knowledge-based systems (Bench-Capon and Coenen), legal practice systems (Lauritsen), and a review of Ashley's book. Such an interesting mix of topics is typical.
13 His ideas appeared in a pair of Yale Law Journal articles in 1913 and 1917.
14 The initial chapters provide an excellent introduction to the jurisprudence of open texture, rules, legal positivism, judicial discretion, etc., and the positions of the legal theorists (e.g., Hart, Llewellyn, Fuller, Dworkin) most closely associated with these topics. Ron Loui's "Hart's Critics on Defeasible Concepts and Ascriptivism" in the proceedings of ICAIL-95 gives a detailed and scholarly discussion of Hart and defensibility.
15 One can view Gardner's program in this way aJso: for instance, the program reasons with 'cases' when the rules run out. However, her cases were not concrete cases (i.e., actuallegaJ precedents) as they are in CABARET and to a large extent in GREBE, which aJso includes prototypical cases that are not precedents. An earlier doctoral project at MIT by Jeffrey Meldman in 1975 on the law of assault and battery aJso used rules and cases, but the cases were represented as rules that encoded their rationes decidendi.
16 These are called exemplar-based explanations or EBEs.
17 The lead article by Howard Turtle, who has done much foundational work in IR, provides a good introduction to the issues.
18 For example, see Loui and Norman's "Rationales and Argument Moves" in Artijic:iallntelligence and Law
(Vol. 3, No. 3, 1995) and Gordon's The Pleadings Game-An Artificial Model of Procedural Justice (Kiuwer,
19 Hage, Reasoning with Rules, An Essay on Legal Reasoning and its Underlying Logic (Kiuwer, 1997). Prakken, Logical Tools for Modelling Legal Argument-A Study of Defeasible Reasoning in Law (Kiuwer, 1997). Verheij, Rules. Reasons. and Arguments: Formal Studies ofArgumelllathm and Defeat (Dissertation, U. Maas tricht, 1996).